Assessment details
Step 1 - Identify the hazards
Walk the area, watch the task being done, and talk to the people who do it. Tick every category that applies. Anything ticked must appear in the risk table at Step 3.
- Slips, trips and falls (wet floors, uneven surfaces, trailing cables)
- Falls from height (ladders, platforms, mezzanines, roof access)
- Manual handling (lifting, carrying, pushing, pulling)
- Plant and machinery (moving parts, entanglement, crush points)
- Vehicles and mobile plant (forklifts, delivery vehicles, reversing areas)
- Electrical (damaged leads, overloaded boards, work near live parts)
- Hazardous chemicals (storage, use, spill response, labelling)
- Fire and explosion (ignition sources, flammable storage, hot work)
- Noise, vibration or temperature extremes
- Work-related violence or aggression from clients, patients or the public
- Lone or isolated work, including out-of-hours access
- Psychosocial hazards (workload, fatigue, bullying, traumatic events)
- Biological hazards (sharps, bodily fluids, contaminated materials)
Step 2 - Who could be harmed, and how
Step 3 - Rate each risk and record controls
Rate likelihood and consequence as low, medium or high, first with existing controls in place. Anything still rated high needs further controls and a named owner.
| Hazard | Likelihood | Consequence | Rating | Existing controls | Further controls needed | Owner and due date |
|---|---|---|---|---|---|---|
Step 4 - Choose controls, strongest first
Work down the hierarchy of controls. Personal protective equipment is the last resort, not the first answer.
- Eliminate: remove the hazard entirely (stop doing the task, remove the equipment)
- Substitute: swap for something safer (a less hazardous chemical, a lighter load)
- Isolate: separate people from the hazard (barriers, exclusion zones, separate pedestrian routes)
- Engineering: change the physical setup (machine guards, ventilation, trolleys and hoists)
- Administrative: change how people work (procedures, training, signage, rostering, supervision)
- PPE: gloves, eye protection, hearing protection, high-visibility clothing, as a final layer only
Step 5 - Record, sign off and review
This assessment was completed by [assessor] and approved by [manager] on [date]. It will be reviewed by [review date], or earlier if there is an incident or near miss, the task or equipment changes, a worker raises a concern, or new controls become available.
Keep the completed assessment with your health and safety records and make it available to the workers it covers. WorkSafe New Zealand can ask to see it.